Canadian Securities Course (CSC) Level 1 Practice Exam 2026 – All-In-One Guide to Master Your Exam Prep!

A Self Regulatory Organization (SRO) in Canada distinguishes itself by regulating its own members under provincial supervision. This means that SROs are entities that have been granted the authority to create and enforce rules and regulations for their members, such as investment dealers and mutual fund dealers. This system helps ensure that industry participants adhere to high standards of conduct and ethics, ultimately aiming to protect investors and maintain the integrity of the financial markets.